Personnel Hong Kong SFC License Details (ID 2387856)

Personnel Hong Kong SFC License Details (ID 2387856)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on corporate finance	2020-09-15	-
	Rep	Advising on securities	2020-09-15	-
	Rep	Dealing in securities	2020-09-15	-
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on securities	2018-09-05	2020-05-04
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2017-07-07	2020-05-04
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2015-03-02	2020-05-04
	Rep	Dealing in securities	2015-03-02	2020-05-04