Personnel Hong Kong SFC License Details (ID 2387861)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2024-10-14	2024-10-17
	Rep	Dealing in securities	2024-05-24	2024-05-29
	Rep	Dealing in securities	2023-05-19	2023-05-23
	Rep	Dealing in securities	2019-08-22	2019-08-28
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2015-03-02	2018-03-22
Merrill Lynch Far East Limited	Rep	Dealing in securities	2015-03-02	2018-03-22