Personnel Hong Kong SFC License Details (ID 2387866)

Personnel Hong Kong SFC License Details (ID 2387866)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Altive Limited	Rep	Advising on securities	2021-07-19	2023-02-28
	Rep	Asset management	2021-07-19	2023-02-28
CHINA EVERBRIGHT CAPITAL LIMITED	Rep	Advising on corporate finance	2018-12-17	2019-07-31
Everbright Securities Global (HK) Limited	Rep	Advising on corporate finance	2018-12-17	2019-07-31
	Rep	Dealing in securities	2018-12-17	2019-07-31
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2018-12-17	2019-07-31
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2016-01-13	2016-10-05
	Rep	Dealing in securities	2016-01-13	2016-10-05
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2015-03-02	2015-09-01
	Rep	Dealing in securities	2015-03-02	2015-09-01