Personnel SFC Licences and HKMA Registrations (ID 2388446)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2020-11-12	-
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2020-11-12	-
Open Securities Limited	Rep	Advising on securities	2017-11-29	2020-10-18
	Rep	Dealing in futures contracts	2017-11-29	2020-10-18
	Rep	Dealing in securities	2017-11-29	2020-10-18
YUANTA FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2017-03-10	2017-11-15
CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED	Rep	Dealing in futures contracts	2015-04-10	2017-02-19
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2015-03-04	2015-03-21
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2015-03-04	2015-03-21
	Rep	Dealing in securities	2015-03-04	2015-03-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.