Personnel Hong Kong SFC License Details (ID 23885440)

Personnel Hong Kong SFC License Details (ID 23885440)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AT Global Financial Services (HK) Limited	RO	Leveraged foreign exchange trading	2024-07-22	-
Eddid Securities and Futures Limited	RO	Advising on futures contracts	2023-02-24	2024-06-14
	RO	Advising on securities	2023-02-24	2024-06-14
	RO	Dealing in futures contracts	2023-02-24	2024-06-14
	RO	Dealing in securities	2023-02-24	2024-06-14
	RO	Leveraged foreign exchange trading	2023-02-24	2024-06-14
	Rep	Asset management	2019-11-08	2021-03-19
	Rep	Advising on futures contracts	2019-11-08	2023-02-24
	Rep	Advising on securities	2019-11-08	2023-02-24
	Rep	Dealing in futures contracts	2019-11-08	2023-02-24
	Rep	Dealing in securities	2019-11-08	2023-02-24
	Rep	Leveraged foreign exchange trading	2019-11-08	2023-02-24