| CIF Securities Futures Limited | Rep | Dealing in futures contracts | 2023-04-18 | - |
| Rep | Dealing in securities | 2023-04-18 | - |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-11-30 | 2023-04-14 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-11-30 | 2023-04-14 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2020-04-01 | 2020-10-31 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-04-01 | 2020-10-31 |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2020-01-10 | 2020-03-31 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2019-11-08 | 2020-03-31 |