Personnel SFC Licences and HKMA Registrations (ID 23890922)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2026-08-20	-
	Rep	Dealing in securities	2026-08-20	-
QUAM CAPITAL LIMITED	Rep	Dealing in securities	2024-05-27	2026-04-07
	Rep	Advising on corporate finance	2024-04-18	2026-04-07
ORIENTAL PATRON ASIA LIMITED	Rep	Advising on corporate finance	2021-08-30	2023-10-06
GIRAFFE CAPITAL LIMITED	Rep	Advising on corporate finance	2019-11-11	2021-08-06
	Rep	Dealing in securities	2019-11-11	2021-08-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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