Personnel Hong Kong SFC License Details (ID 2389399)

Personnel Hong Kong SFC License Details (ID 2389399)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SPDB International Capital Limited	Rep	Dealing in securities	2021-03-05	2025-09-08
SPDB International Securities Limited	Rep	Dealing in securities	2021-03-05	2025-09-08
JT CAPITAL ASSET MANAGEMENT LIMITED	Rep	Asset management	2018-10-25	2021-01-30
Core Capital Securities Limited	Rep	Dealing in securities	2017-12-04	2021-01-30
Changjiang Futures (HK) Limited	Rep	Dealing in futures contracts	2016-07-25	2017-09-01
Changjiang Securities Brokerage (HK) Limited	Rep	Dealing in securities	2016-07-25	2017-09-01
SHANXI SECURITIES INTERNATIONAL LIMITED	Rep	Dealing in securities	2016-04-07	2016-06-09
SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED	Rep	Dealing in futures contracts	2015-03-06	2016-06-09