| Wah Chit Global Capital Limited | RO | Advising on securities | 2024-03-26 | - |
| RO | Asset management | 2024-03-26 | - |
| BaoJia Capital Limited | Rep | Asset management | 2023-01-04 | 2024-02-13 |
| Rep | Advising on securities | 2022-12-15 | 2024-02-13 |
| ZHONGTAI INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2021-04-28 | 2022-07-18 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | RO | Advising on securities | 2021-04-28 | 2022-07-18 |
| RO | Dealing in securities | 2021-04-28 | 2022-07-18 |
| Rep | Advising on securities | 2021-02-02 | 2021-04-28 |
| ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-01-27 | 2021-04-28 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2021-01-27 | 2021-04-28 |
| SHUANGYING SECURITIES LIMITED | RO | Dealing in futures contracts | 2020-11-20 | 2021-01-04 |
| RO | Dealing in securities | 2020-11-20 | 2021-01-04 |
| Rep | Dealing in futures contracts | 2020-10-29 | 2020-11-20 |
| Rep | Dealing in securities | 2020-10-29 | 2020-11-20 |
| Aden Financial Group Limited | RO | Dealing in futures contracts | 2019-11-12 | 2020-06-19 |
| RO | Dealing in securities | 2019-11-12 | 2020-06-19 |