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Personnel Hong Kong SFC License Details (ID 2389945)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
BARCLAYS CAPITAL ASIA LIMITED
Rep
Dealing in securities
2017-10-13
2017-10-20
SG SECURITIES (HK) LIMITED
Rep
Dealing in securities
2015-03-09
2017-06-09