Personnel Hong Kong SFC License Details (ID 2390978)

Personnel Hong Kong SFC License Details (ID 2390978)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Neuberger Berman Asia Limited	Rep	Advising on securities	2024-10-02	2026-07-17
	Rep	Dealing in securities	2024-10-02	2026-07-17
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on securities	2020-03-27	2022-03-31
	Rep	Asset management	2020-03-27	2022-03-31
JPMorgan Funds (Asia) Limited	Rep	Advising on securities	2020-03-27	2022-03-31
	Rep	Asset management	2020-03-27	2022-03-31
	Rep	Dealing in securities	2017-03-31	2022-03-31
China Securities (International) Asset Management Company Limited	Rep	Advising on securities	2015-11-30	2017-03-16
	Rep	Asset management	2015-11-30	2017-03-16
China Securities (International) Brokerage Company Limited	Rep	Advising on securities	2015-03-11	2017-03-16
	Rep	Dealing in securities	2015-03-11	2017-03-16