Personnel Hong Kong SFC License Details (ID 2390987)

Personnel Hong Kong SFC License Details (ID 2390987)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2023-12-04	2026-06-26
	Rep	Dealing in securities	2023-12-04	2026-06-26
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in futures contracts	2023-12-04	2026-06-26
	Rep	Dealing in securities	2023-12-04	2026-06-26
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2015-03-11	2023-11-12
	Rep	Dealing in securities	2015-03-11	2023-11-12
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2015-03-11	2023-11-12