Personnel Hong Kong SFC License Details (ID 2390998)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2023-12-22	-
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2022-11-25	2022-12-01
	Rep	Advising on securities	2019-05-31	2019-06-05
	Rep	Advising on securities	2019-04-04	2019-04-12
	Rep	Advising on securities	2019-03-05	2019-03-07
	Rep	Advising on securities	2018-11-19	2018-11-23
	Rep	Advising on securities	2018-02-20	2018-02-22
	Rep	Dealing in securities	2018-02-20	2018-02-22
	Rep	Advising on securities	2017-10-20	2017-10-24
	Rep	Dealing in securities	2017-10-20	2017-10-24
	Rep	Advising on securities	2017-09-18	2017-09-22
	Rep	Dealing in securities	2017-09-18	2017-09-22
	Rep	Advising on securities	2017-01-13	2017-01-17
	Rep	Dealing in securities	2017-01-13	2017-01-17
	Rep	Advising on securities	2016-10-13	2016-10-18
	Rep	Dealing in securities	2016-10-13	2016-10-18
	Rep	Advising on securities	2016-01-18	2016-01-19
	Rep	Dealing in securities	2016-01-18	2016-01-19
	Rep	Advising on securities	2015-07-13	2015-07-14
	Rep	Dealing in securities	2015-07-13	2015-07-14
	Rep	Advising on securities	2015-03-11	2015-03-12
	Rep	Dealing in securities	2015-03-11	2015-03-12