Personnel SFC Licences and HKMA Registrations (ID 2390999)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SMBC NIKKO SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2026-03-19	-
	Rep	Advising on securities	2023-12-06	2026-03-18
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2018-09-18	2018-09-23
	Rep	Advising on securities	2017-11-17	2017-11-24
	Rep	Advising on securities	2017-03-07	2017-03-12
	Rep	Advising on securities	2015-08-27	2015-09-01
	Rep	Advising on securities	2015-03-11	2015-03-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.