Webb-site Legacy
En
Home
Warner, James William SFC Licences and HKMA Registrations (ID 2391002)
Warner, James William
SFC ID:
BFA114
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
ST. JAMES'S PLACE (HONG KONG) LIMITED
Rep
Asset management
2019-03-25
-
Rep
Advising on securities
2015-03-11
-
Rep
Dealing in securities
2015-03-11
-
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
Current registrations only
No HKMA registrations in the collected records.