Personnel Hong Kong SFC License Details (ID 2391472)

Personnel Hong Kong SFC License Details (ID 2391472)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2026-08-05	-
CITIC Securities Brokerage (HK) Limited	RO	Dealing in securities	2025-06-23	2026-02-27
	Rep	Dealing in securities	2025-01-02	2025-06-23
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2017-08-17	2024-06-03
SDIC SECURITIES FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2017-08-17	2024-06-03
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2016-04-07	2017-08-04
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2016-04-07	2017-08-04
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2015-03-12	2016-04-04
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2015-03-12	2016-04-04