Personnel Hong Kong SFC License Details (ID 2391473)

Personnel Hong Kong SFC License Details (ID 2391473)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VSTH CAPITAL GLOBAL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2022-11-25	2026-04-30
	RO	Asset management	2022-11-25	2026-04-30
	Rep	Advising on securities	2022-11-21	2022-11-25
	Rep	Asset management	2022-11-21	2022-11-25
China Sunrise Asset Management Limited	RO	Advising on securities	2021-02-23	2022-10-24
	RO	Asset management	2021-02-23	2022-10-24
	RO	Dealing in securities	2021-02-23	2022-10-24
	Rep	Advising on securities	2021-01-25	2021-02-23
	Rep	Asset management	2021-01-25	2021-02-23
Merdeka Investment Management Limited	Rep	Advising on securities	2020-09-16	2021-01-22
	Rep	Asset management	2020-09-16	2021-01-22
CMS CAPITAL (HK) CO., LIMITED	Rep	Advising on securities	2016-02-04	2017-08-14
	Rep	Asset management	2016-02-04	2017-08-14
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2015-03-12	2016-02-04
	Rep	Dealing in securities	2015-03-12	2016-02-04