| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Capstone Financial (HK) Limited | RO | Advising on securities | 2021-08-03 | 2024-07-02 |
| RO | Asset management | 2021-08-03 | 2024-07-02 | |
| ST. JAMES'S PLACE (HONG KONG) LIMITED | RO | Advising on securities | 2017-07-20 | - |
| RO | Asset management | 2017-07-20 | - | |
| RO | Dealing in securities | 2017-07-20 | - | |
| Rep | Asset management | 2016-09-15 | 2017-07-20 | |
| Rep | Advising on securities | 2016-02-11 | 2017-07-20 | |
| Rep | Dealing in securities | 2016-02-11 | 2017-07-20 | |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2015-03-12 | 2016-01-18 |
No HKMA registrations in the collected records.