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Pla, Edward Louis Hong Kong SFC License Details (ID 2391497)
Pla, Edward Louis
SFC ID:
BFA931
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
UBS SECURITIES ASIA LIMITED
Rep
Dealing in securities
2018-04-16
2018-04-20
Rep
Dealing in securities
2017-08-04
2017-08-10
Rep
Dealing in securities
2015-03-12
2015-03-17