Personnel SFC Licences and HKMA Registrations (ID 2392192)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2022-01-24	-
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	Rep	Dealing in securities	2020-03-03	2020-06-14
Mirae Asset Capital (China) Limited	Rep	Advising on securities	2015-03-13	2020-06-14
	Rep	Asset management	2015-03-13	2020-06-14
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	Rep	Advising on securities	2015-03-13	2020-06-14
	Rep	Asset management	2015-03-13	2020-06-14

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.