| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CEB International Asset Management Corporation Limited | RO | Advising on securities | 2024-08-06 | - |
| RO | Asset management | 2024-08-06 | - | |
| RO | Dealing in securities | 2024-08-06 | - | |
| Rep | Advising on securities | 2024-05-29 | 2024-08-06 | |
| Rep | Asset management | 2024-05-29 | 2024-08-06 | |
| Rep | Dealing in securities | 2024-05-29 | 2024-08-06 | |
| XinKong International Asset Management Limited | RO | Asset management | 2021-11-04 | 2024-04-30 |
| XinKong International Securities Limited | RO | Advising on securities | 2021-11-04 | 2024-04-30 |
| RO | Dealing in securities | 2021-11-04 | 2024-04-30 | |
| XinKong International Asset Management Limited | Rep | Asset management | 2021-10-04 | 2021-11-04 |
| XinKong International Securities Limited | Rep | Advising on securities | 2021-10-04 | 2021-11-04 |
| Rep | Dealing in securities | 2021-10-04 | 2021-11-04 | |
| CNI Securities Group Limited | RO | Advising on securities | 2021-06-09 | 2021-08-31 |
| RO | Dealing in securities | 2021-06-09 | 2021-08-31 | |
| RO | Dealing in futures contracts | 2021-03-31 | 2021-08-31 | |
| Rep | Advising on securities | 2021-01-11 | 2021-06-09 | |
| Rep | Dealing in securities | 2021-01-11 | 2021-06-09 | |
| CNI Global Assets Management Limited (HK) | RO | Asset management | 2020-11-02 | 2021-08-31 |
| Rep | Asset management | 2019-11-19 | 2020-11-02 |
No HKMA registrations in the collected records.