Personnel Hong Kong SFC License Details (ID 2392813)

Personnel Hong Kong SFC License Details (ID 2392813)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CNCB (Hong Kong) Capital Limited	Rep	Advising on securities	2024-04-03	-
	Rep	Asset management	2024-04-03	-
SPDB International Investment Management Limited	RO	Asset management	2023-07-12	2024-03-04
	Rep	Asset management	2023-06-13	2023-07-12
SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2020-11-04	2023-05-10
	Rep	Asset management	2020-11-04	2023-05-10
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2015-03-16	2020-09-25
	Rep	Asset management	2015-03-16	2020-09-25
	Rep	Dealing in securities	2015-03-16	2020-09-25