| KGI ASIA LIMITED | Rep | Advising on securities | 2021-09-24 | - |
| Rep | Dealing in securities | 2021-09-24 | - |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2021-09-24 | - |
| Rep | Dealing in futures contracts | 2021-09-24 | - |
| SMBC NIKKO SECURITIES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2020-10-16 | 2021-06-18 |
| Rep | Dealing in futures contracts | 2020-10-16 | 2021-06-18 |
| Rep | Advising on securities | 2020-01-02 | 2021-06-18 |
| Rep | Dealing in securities | 2020-01-02 | 2021-06-18 |
| MUFG Securities Asia Limited | Rep | Dealing in futures contracts | 2016-04-14 | 2019-09-16 |
| Rep | Dealing in securities | 2015-03-16 | 2019-09-16 |