Personnel SFC Licences and HKMA Registrations (ID 23929628)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BlackRock Asset Management North Asia Limited	Rep	Dealing in securities	2025-09-19	-
Vontobel Limited	Rep	Dealing in futures contracts	2021-04-12	2024-04-11
	Rep	Dealing in securities	2019-11-20	2024-05-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.