| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2025-11-17 | - |
| Rep | Advising on securities | 2025-10-16 | - | |
| Rep | Dealing in securities | 2025-10-16 | - | |
| CNCB (Hong Kong) Capital Limited | Rep | Advising on securities | 2024-11-06 | 2025-09-01 |
| Rep | Asset management | 2024-11-06 | 2025-09-01 | |
| Rep | Dealing in securities | 2024-11-06 | 2025-09-01 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2023-08-28 | 2024-09-13 |
| Rep | Asset management | 2023-08-28 | 2024-09-13 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2023-08-28 | 2024-09-13 |
| CEB International Asset Management Corporation Limited | Rep | Dealing in securities | 2021-09-21 | 2023-07-26 |
| Rep | Advising on securities | 2019-11-22 | 2023-07-26 | |
| Rep | Asset management | 2019-11-22 | 2023-07-26 |
No HKMA registrations in the collected records.