Shum, Chung Yin 岑仲賢

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2026-08-17	-
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2025-02-11	-
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2020-07-03	2024-06-21
	Rep	Dealing in securities	2019-11-22	2024-06-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2026-08-17	-
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2025-02-11	-
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2020-07-03	2024-06-21
	Rep	Dealing in securities	2019-11-22	2024-06-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.