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Personnel Hong Kong SFC License Details (ID 2394049)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
BARCLAYS CAPITAL ASIA LIMITED
Rep
Dealing in securities
2015-10-16
2015-10-20
Rep
Dealing in securities
2015-04-22
2015-04-24
Rep
Dealing in securities
2015-03-18
2015-03-20