Personnel SFC Licences and HKMA Registrations (ID 2394057)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2026-06-11	-
	Rep	Dealing in securities	2026-06-11	-
Sucden Financial (HK) Limited	Rep	Leveraged foreign exchange trading	2019-05-30	2020-01-10
HANG SENG INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2015-03-18	2016-02-20
	Rep	Asset management	2015-03-18	2016-02-20
	Rep	Dealing in securities	2015-03-18	2016-02-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.