Personnel Hong Kong SFC License Details (ID 2394063)

Personnel Hong Kong SFC License Details (ID 2394063)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2025-03-14	-
	Rep	Dealing in securities	2025-03-14	-
CEB International Capital Corporation Limited	RO	Advising on securities	2024-08-14	2025-02-24
	RO	Dealing in securities	2024-08-14	2025-02-24
	Rep	Advising on securities	2023-05-12	2024-08-14
	Rep	Dealing in securities	2023-05-12	2024-08-14
SDIC SECURITIES ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2021-09-24	2023-04-14
	Rep	Asset management	2021-09-24	2023-04-14
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2017-02-13	2017-05-19
	Rep	Dealing in securities	2015-03-18	2017-02-12