Personnel SFC Licences and HKMA Registrations (ID 23946769)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WEST BULL FINANCIAL LIMITED	RO	Advising on corporate finance	2023-08-01	-
SBI China Capital Hong Kong Securities Limited	Rep	Advising on corporate finance	2019-11-25	2021-10-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.