Personnel Hong Kong SFC License Details (ID 23952815)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SMBC NIKKO SECURITIES (HONG KONG) LIMITED	RO	Advising on corporate finance	2019-12-03	2022-08-03
	RO	Advising on securities	2019-12-03	2022-08-03
	RO	Dealing in securities	2019-12-03	2022-08-03
	Rep	Advising on corporate finance	2019-11-26	2019-12-03
	Rep	Advising on securities	2019-11-26	2019-12-03
	Rep	Dealing in securities	2019-11-26	2019-12-03