Personnel SFC Licences and HKMA Registrations (ID 23962848)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2020-09-18	-
	Rep	Dealing in securities	2020-09-18	-
ZHONGTAI INTERNATIONAL FINANCIAL PRODUCTS LIMITED	Rep	Dealing in securities	2019-11-28	2019-12-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.