Personnel Hong Kong SFC License Details (ID 2396306)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SORRENTO SECURITIES LIMITED	RO	Advising on securities	2022-06-17	-
	RO	Dealing in securities	2022-01-20	-
	Rep	Dealing in securities	2021-11-25	2022-01-20
China-Hong Kong Link Securities Company Limited	RO	Dealing in securities	2020-05-20	2021-11-21
	Rep	Dealing in securities	2020-04-29	2020-05-20
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2016-02-19	2019-12-18
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2015-03-23	2019-12-18