Personnel Hong Kong SFC License Details (ID 2396967)

Personnel Hong Kong SFC License Details (ID 2396967)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Spathiphy Capital Management Limited	RO	Asset management	2022-07-15	-
GOLDEN PINE ASSET MANAGEMENT LIMITED	Rep	Asset management	2020-05-04	2022-05-31
Two Sigma Asia Pacific, Limited	Rep	Dealing in securities	2017-07-11	2020-03-20
Allianz Global Investors Asia Pacific Limited (SFC:BFE699)	Rep	Advising on securities	2015-06-01	2017-05-20
	Rep	Asset management	2015-06-01	2017-05-20
Allianz Global Investors Asia Pacific Limited (SFC:AOA171)	Rep	Advising on securities	2015-03-24	2015-05-31
	Rep	Asset management	2015-03-24	2015-05-31