Personnel SFC Licences and HKMA Registrations (ID 2396970)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MACQUARIE CAPITAL LIMITED	Rep	Advising on securities	2025-01-06	-
	Rep	Advising on corporate finance	2023-08-16	-
	Rep	Dealing in securities	2023-08-16	-
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2021-05-18	2023-07-03
	Rep	Dealing in securities	2021-05-18	2023-07-03
Standard Advisory Asia Limited	Rep	Advising on corporate finance	2015-03-24	2017-03-23
	Rep	Advising on securities	2015-03-24	2017-03-23
	Rep	Dealing in securities	2015-03-24	2017-03-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.