Personnel Hong Kong SFC License Details (ID 2397593)

Personnel Hong Kong SFC License Details (ID 2397593)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HCEP Management Limited	Rep	Asset management	2023-01-03	-
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2021-03-29	2022-11-30
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2021-03-29	2022-11-30
Dongxing Securities (Hong Kong) Asset Management Company Limited	Rep	Advising on securities	2020-07-30	2021-02-10
	Rep	Asset management	2020-07-30	2021-02-10
China Alpha Fund Management (HK) Limited	Rep	Advising on securities	2015-03-25	2020-07-22
	Rep	Asset management	2015-03-25	2020-07-22