| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HCEP Management Limited | Rep | Asset management | 2023-01-03 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-03-29 | 2022-11-30 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2021-03-29 | 2022-11-30 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited | Rep | Advising on securities | 2020-07-30 | 2021-02-10 |
| Rep | Asset management | 2020-07-30 | 2021-02-10 | |
| China Alpha Fund Management (HK) Limited | Rep | Advising on securities | 2015-03-25 | 2020-07-22 |
| Rep | Asset management | 2015-03-25 | 2020-07-22 |
No HKMA registrations in the collected records.