| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited | Rep | Advising on securities | 2026-10-29 | - |
| Rep | Dealing in futures contracts | 2026-10-29 | - | |
| Rep | Dealing in securities | 2026-10-29 | - | |
| SMBC NIKKO SECURITIES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2022-02-08 | 2026-02-12 |
| Rep | Advising on securities | 2022-02-08 | 2026-02-12 | |
| Rep | Dealing in futures contracts | 2022-02-08 | 2026-02-12 | |
| Rep | Dealing in securities | 2022-02-08 | 2026-02-12 | |
| Harmony Advisors Limited | Rep | Advising on securities | 2018-05-28 | 2020-01-08 |
| Rep | Asset management | 2018-05-28 | 2020-01-08 | |
| Rep | Dealing in futures contracts | 2018-05-28 | 2020-01-08 | |
| Rep | Dealing in securities | 2018-05-28 | 2020-01-08 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2015-03-25 | 2018-02-23 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2015-03-25 | 2018-02-23 |
No HKMA registrations in the collected records.