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Carpenter, James Alistair Hong Kong SFC License Details (ID 23976301)
Carpenter, James Alistair
SFC ID:
BPE998
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Eclipse Options (HK) Limited
Rep
Dealing in futures contracts
2020-01-22
2020-06-24
Rep
Dealing in securities
2019-12-02
2020-06-24