Personnel Hong Kong SFC License Details (ID 23976334)

Personnel Hong Kong SFC License Details (ID 23976334)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2026-01-05	-
GF Asset Management (Hong Kong) Limited	Rep	Advising on securities	2025-11-03	-
	Rep	Asset management	2025-11-03	-
Zhong Ou Asset Management International Limited	Rep	Advising on securities	2024-07-02	2025-07-27
	Rep	Dealing in securities	2024-07-02	2025-07-27
Bosera Asset Management (International) Co., Limited	Rep	Dealing in securities	2021-07-19	2024-05-31
	Rep	Advising on securities	2021-06-28	2024-05-31
	Rep	Asset management	2021-06-28	2024-05-31
GaoTeng Global Asset Management Limited	Rep	Advising on securities	2019-12-02	2021-04-23
	Rep	Asset management	2019-12-02	2021-04-23