Personnel Hong Kong SFC License Details (ID 23976354)

Personnel Hong Kong SFC License Details (ID 23976354)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2024-06-13	2024-06-21
	Rep	Advising on securities	2023-12-06	2023-12-08
	Rep	Advising on securities	2023-09-15	2023-09-19
	Rep	Advising on securities	2023-01-06	2023-01-13
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2019-12-02	2019-12-06
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2019-12-02	2019-12-06
	Rep	Dealing in securities	2019-12-02	2019-12-06