| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | RO | Advising on futures contracts | 2023-10-25 | - |
| RO | Dealing in futures contracts | 2023-10-25 | - | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | Advising on securities | 2021-05-27 | - |
| RO | Asset management | 2021-05-27 | - | |
| RO | Dealing in futures contracts | 2021-05-27 | - | |
| CMS ASSET MANAGEMENT (HK) CO., LIMITED | RO | Advising on securities | 2021-05-27 | 2024-04-30 |
| RO | Asset management | 2021-05-27 | 2024-04-30 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | Dealing in securities | 2020-04-15 | - |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2019-12-04 | 2020-04-24 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2019-12-04 | 2020-04-15 |
No HKMA registrations in the collected records.