Personnel Hong Kong SFC License Details (ID 23986097)

Personnel Hong Kong SFC License Details (ID 23986097)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International (Asia) Limited	Rep	Advising on corporate finance	2026-04-08	-
BOCOM International Securities Limited	Rep	Advising on securities	2026-04-08	-
	Rep	Dealing in securities	2026-04-08	-
SHANXI SECURITIES INTERNATIONAL LIMITED	Rep	Dealing in securities	2025-04-24	2026-03-16
CINDA INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2021-12-30	2025-03-31
	Rep	Dealing in securities	2021-12-30	2025-03-31
GRAND FIRE SECURITIES LIMITED	Rep	Advising on corporate finance	2021-01-19	2021-02-02
	Rep	Dealing in securities	2021-01-19	2021-02-02
SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2019-12-04	2020-12-11
SHANXI SECURITIES INTERNATIONAL LIMITED	Rep	Dealing in securities	2019-12-04	2020-12-11