Personnel Hong Kong SFC License Details (ID 2399047)

Personnel Hong Kong SFC License Details (ID 2399047)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2022-02-15	-
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2022-02-15	-
Funderstone Futures Limited	Rep	Dealing in futures contracts	2022-01-14	2022-01-19
Funderstone Securities Limited	Rep	Dealing in securities	2022-01-14	2022-01-19
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2019-06-25	2021-12-16
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2019-06-25	2021-12-16
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2018-07-12	2019-06-09
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2018-07-12	2019-06-09
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2017-12-19	2018-06-29
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2015-03-27	2018-06-29