Personnel Hong Kong SFC License Details (ID 23991299)

Personnel Hong Kong SFC License Details (ID 23991299)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Securities (International) Asset Management Company Limited	RO	Advising on securities	2019-12-05	2023-03-13
	RO	Asset management	2019-12-05	2023-03-13
China Securities (International) Brokerage Company Limited	RO	Advising on futures contracts	2019-12-05	2023-03-13
	RO	Advising on securities	2019-12-05	2023-03-13
	RO	Dealing in futures contracts	2019-12-05	2023-03-13
	RO	Dealing in securities	2019-12-05	2023-03-13
China Securities (International) Corporate Finance Company Limited	RO	Advising on corporate finance	2019-12-05	2023-03-13
	RO	Dealing in securities	2019-12-05	2023-03-13