Bourbon, Robin

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2022-08-02	-
	Rep	Dealing in securities	2022-08-02	-
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in futures contracts	2022-08-02	-
	Rep	Dealing in securities	2022-08-02	-
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2019-12-05	2020-05-13
	Rep	Dealing in futures contracts	2019-12-05	2022-06-22
	Rep	Dealing in securities	2019-12-05	2022-06-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2022-08-02	-
	Rep	Dealing in securities	2022-08-02	-
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in futures contracts	2022-08-02	-
	Rep	Dealing in securities	2022-08-02	-
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2019-12-05	2020-05-13
	Rep	Dealing in futures contracts	2019-12-05	2022-06-22
	Rep	Dealing in securities	2019-12-05	2022-06-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.