Personnel SFC Licences and HKMA Registrations (ID 23995681)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Pharo Management (HK) Limited	Rep	Asset management	2023-06-05	-
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2019-12-06	2023-01-12
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2019-12-06	2023-01-12

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.