Personnel Hong Kong SFC License Details (ID 24006674)

Personnel Hong Kong SFC License Details (ID 24006674)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PIMCO Asia Limited	Rep	Dealing in securities	2022-06-15	2023-03-06
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on securities	2020-07-08	2022-03-11
	Rep	Asset management	2020-07-08	2022-03-11
JPMorgan Funds (Asia) Limited	Rep	Advising on securities	2020-07-08	2022-03-11
	Rep	Asset management	2020-07-08	2022-03-11
	Rep	Dealing in securities	2020-07-08	2022-03-11
oOo Securities (HK) Group Limited	Rep	Advising on corporate finance	2019-12-10	2020-02-11
	Rep	Advising on securities	2019-12-10	2020-02-11
	Rep	Dealing in securities	2019-12-10	2020-02-11