| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Hong Kong Main Fund Securities Limited | RO | Advising on securities | 2025-05-29 | - |
| RO | Asset management | 2025-05-29 | - | |
| RO | Dealing in securities | 2024-08-27 | - | |
| Rep | Dealing in securities | 2024-07-31 | 2024-08-27 | |
| Senchi Morgan Capital Market Limited | RO | Dealing in securities | 2023-11-13 | 2024-02-22 |
| Senchi Morgan Assets Management Limited | Rep | Advising on securities | 2023-03-17 | 2024-02-22 |
| Rep | Asset management | 2023-03-17 | 2024-02-22 | |
| Senchi Morgan Capital Market Limited | Rep | Dealing in securities | 2023-03-17 | 2023-11-13 |
| New Harvest Wealth Securities Company Limited | Rep | Advising on securities | 2022-05-23 | 2022-12-09 |
| Rep | Asset management | 2022-05-23 | 2022-12-09 | |
| Rep | Dealing in securities | 2022-05-16 | 2022-12-09 | |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-12-10 | 2022-05-03 |
| Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2019-12-10 | 2022-05-03 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-12-10 | 2022-05-03 |
No HKMA registrations in the collected records.