Personnel SFC Licences and HKMA Registrations (ID 24010641)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINO-RICH SECURITIES &AMP; FUTURES LIMITED	Rep	Advising on securities	2023-11-01	-
	Rep	Asset management	2023-11-01	-
	Rep	Dealing in securities	2023-11-01	-
RESOCORE ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2019-12-11	2023-02-03
	Rep	Advising on securities	2019-12-11	2023-08-31
	Rep	Asset management	2019-12-11	2023-08-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.