Personnel Hong Kong SFC License Details (ID 2401246)

Personnel Hong Kong SFC License Details (ID 2401246)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2018-04-24	2020-09-11
	RO	Advising on corporate finance	2017-09-14	2018-04-24
	RO	Dealing in securities	2017-09-14	2020-09-11
ICBC INTERNATIONAL SECURITIES LIMITED	RO	Dealing in securities	2017-09-14	2020-09-11
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2015-04-01	2017-09-14
	Rep	Dealing in securities	2015-04-01	2017-09-14
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2015-04-01	2017-09-14